EDITED BY EDUARDO CADAVA,
PETER CONNOR, JEAN-LUC NANCY
ROUTLEDGE
NEW YORK AND LONDON
Contents
Preface vii
Introduction 1
Jean-Luc Nancy
1 Another Experience of the Question, or Experiencing
the Question Other-Wise 9
Sylviane Agacinski
2 On a Finally Objectless Subject 24
Alain Badiou
3 Citizen Subject 33
Etienne Balibar
4 Who? 58
Maurice Blanchot
5 The Freudian Subject, from Politics to Ethics 61
Mikkel Barch-Jacobsen
6 Voice of Conscience and Call of Being 79
Jean-Franr,;ois Courtine
7 A Philosophical Concept. ... 94
Gilles Deleuze
8 "Eating Well," or the Calculation of the Subject:
An Interview with Jacques Derrida 96
Jacques Derrida
9 Apropos of the "Critique of the Subject" and
of the Critique of this Critique 120
Vincent Descombes
10 Being and the Living 135
Didier Franck
11 Who Comes after the Subject? 148
Gerard Granel
12 The Critique of the Subject 157
Michel Henry
13 Love between Us 167
Luce Irigaray
14 Descartes Entrapped 178
Sarah Ko/man
15 The Response of Ulysses 198
Philippe Lacoue-Labarthe
16 Philosophy and Awakening 206
Emmanuel Levinas
17 Seisus communis: The Subject in statu nascendi 217
Jean-Franr;ois Lyotard
18 L'Interloque 236
Jean-Luc Marion
19 After What 246
Jacques Ranciere
Name Index 253
About the Editors and Contributors 256
Citizen Subject
Etienne Balibar
Both following Hegel and
opposed to him, Heidegger proposes Descartes as the
moment when the "sovereignty of the subject" is established (in
philosophy),
inaugurating the discourse of modernity. This supposes that man, or rather the
ego,
is determined and conceived of as subject (subjectum).
Doubtless, from one text to
another, and sometimes even within the same "text"
(I am primarily referring here to the Nietzsche of 1939-46), Heidegger
nuances his
formulation. At one moment he positively affirms that, in Descartes's
Meditations
(which he cites in Latin), the ego as consciousness (which he
explicates as cogito
me cogitare), is posited, founded as the subjectum (that
which in Greek is called
the hypokeimenon). This also has, as corollary, the effect of
identifying, for all of
modern philosophy, the hypokeimenon and the foundation of being with the
being
of the subject of thought, the other of the object. At another moment he is
content
to point out that this identification is implicit in Descartes, and that we
must wait
for Leibniz to see it made explicit ("called by its own name") and
reflected as the
identity of reality and representation, in its difference with the traditional
conception
of being.
Is this nuance decisive? The
fact is that it would be difficult to find the slightest
reference to the "subject" as subjectum in the Meditations,
and that in general the
thesis that would posit the ego or the "I think/l am" (or the
"I am a thinking thing")
as subject, either in the sense of hypokeimenon or in the sense
of the future Subjekt
(opposed to Gegenstiindlichkeit), does not appear anywhere in
Descartes. By evoking
an implicit definition, one that awaits its formulation, and thus a teleology
of the
history of philosophy (a lag of consciousness, or rather of language),
Heidegger
only makes his position more untenable, if only because Descartes's position is
actually incompatible with this concept. This can easily be verified by
examining
Translated by James B.
Swenson, Jr.
both Descartes's use of the
noun "subject," and the fundamental reasons why he
does not name the thin k ing substance or "thinking th ing"
"subject."
The problem ofsubstance, as is
well known, appears fairly late in the course of
the Meditations. It is posited neither in the presentation of the
cogito, nor when
Descarte s d raws its fu ndamental e pistemologi cal consequ ence (the soul
knows itself
"more evidently, distinctly, and clearly" than it knows the body),
but in the third
meditation w hen he attempt s to establish and to think the causal link between
the
"thinking thing" that the soul knows itself to be and the God the
idea of whom it
finds immediatel y in itse lf as the idea of the infinite be ing. But even
there it is not
a question of the subject. The term will appear only incidentally, in its
scholastic
meaning, in the "Responses to the Objections," in the context of a
discussion of
the real difference between finite and infinite, and between thinking and
extended
substances, for which the Principles will later furnish a properly
formulated defini
tion. Along with these discussions we must consider the one concerning the
union
of body and soul, the "third substance" constitutive of individual
ity, the theory of
which will be exposed in the "Sixth Meditation" and developed in the
Treatise on
the Passions.
From consideration of these
different contexts it becomes clear that the essential
concept for Descartes is that of substance, in the new signification
that he gives to
it. This s ignification is not limited to objectifying, each on its own side,
.the res
cogitans and the res extensa: it allows the entire set of causal rel
at ions between
(infinite) God and (finite) things, between ideas and bodies, between my soul
and
my (own) body, to be thought. It is thus primarily a relational concept. We
should
understand by this that the essential part of its theoretical function is
accomplished
by pu ttin g distinct "substances" into relation with one another,
generall y in the
form of a unity of opposites. The name of substance (this is ils principal,
nega tive
ch aracteristic) cannot be attributed in a univocal fashion to both the
infinite (God)
and the finite (creatures); it thus allows their difference to be th ought, and
neverthe
less permits their dependence to be understood (for only a substance can
"cause"
another substance: this is its second characteristic). Likewise, thought and
exten
sion are really distinct substances, having no attributes whatsoever in common,
an d
nevertheless the very re ality of this distinction i mplies a substantial
(nonaccidental)
union as the basis of our experience of our sensations. All these distinctions
and
oppositions finally find their coherence�if not the solution of the enigmas
they
hold�in a nexus that is both hierarchical and causal, entirely regulated
by the
principle of the eminent causality, in God, of the "fonnal" or
"objective" relations
be tween c reated substances (that is, respectively, those relations that
consist of
actions and passions, and those that con si st of representations). It is only
becau se
all (fini te) subs tan ces are eminently caused by God (have their eminent
cause, or
rather the eminence of their cause, in God) that they are also in a causal
relation
among themselves. But, inversely, eminent causality�another name for positive
i nfinity�could not express anything intelligible for us exce p t for the
"objecti ve"
unity of formally distinct c ausalities.
Thus nothing is further from
Descartes than a metaphysics of Substance conceived
of as a univocal term. Rather, this concept has acquired a new equivocality in
his
work, without which it could not fill its structural function: to name in tum
each of
the poles of a topography in which I am situated simultaneously as cause
and effect
(or rather as a cause that is itself only an effect). It must be understood
that
the notion of the subjectum/hypokeimenon has an entirely evanescent
status here.
Descartes mentions it, in response to objections, only in order to make a
scholastic
defense of his realist thesis (every substance is the real subject ofits
own accidents).
But it does not add any element of knowledge (and in particular not the idea of
a
"matter" distinct from the "form") to the concept of
substance. It is for this reason
that substance is p ract ically indiscernible from its principle att ri bu te
(comprehensi
ble: extension, thought; or incomprchensible: infinity, omnipotence).
There is no doubt whatsoever
that it is essential to characterize, in Descartes,
the "thinking thing" that I am (therefore!) as substance or as
substantial, in a nexus
of substances that are so many instances of the metaphysical apparatus. But
it is
not essential to attach this substance to the representation of a subjectum,
and it is
in any case impossible to apply the name of subjectum to the
ego cogito. On the
other hand, it is possible and necessary to ask in what sense the human
individual,
composed of a soul, a body, and their unity, is the "subject"
(subjectus) of a divine
sovereignty. The representation of sovereignty is in fact implied by the
ideal of
eminence, and, inversely, the reality of finite things could not be understood
outside
of a specific dependence "according to which all things are subject to
God. "' That
which is valid from an ontological point of view is also valid from an
epistemological
point of view. From the thesis of the "creation of eternal truths" to
the one proper
to ihe Meditations according to which the intelligibility of the finite
is implied by
the idea of the infinite, a single conception of the subjection of
understanding and
of science is affirmed, not of course to an external or revealed dogma, but to
an
internal center of thought whose structure is that of a sovereign decision, an
absent
presence, or a source of intelligibility that as such is incomprehensible.
Thus the idea that causality
and sovereignty can be converted into one another
is conse rved and even reinforced in Descartes. It could even be said that this
idea
is pushed to the limit�which is perhaps, for us in any case, the herald of a
coming
decomposition of this figure of thought. The obvious fact that an extreme
intellectual
tension results from it is recognized and constantly reexamined by Descartes
himself. How can the absolute freedom of man�or rather of his will: but his
will
is the very essence of judgment�be conceived of as similar to God's without
putling this subjection back into question? How can it be conceived of outside
this
subjection, for it is the image of another freedom, of another power? Descartes's
thought, as we know, oscillates between two tendencies on this point. The
first,
mystical, consists in identifying freedom and subjection: to will
freely, in the sense
of a necessary freedom, enlightened by true knowledge, is to coincide with the
act
by which God conserves me in a relative perfection. The other tendency,
pragmatic,
consists in displacing the question, playing on the topography of
substances, making
my subjection to God into the origin of my mastery over and possession of
nature,
and more precisely of the absolute power that I can exercise over my passions.
There are no fewer difficulties in either one of these theses. This is not the
place
to discuss them, but it is clear that, in either case, freedom can in fact only
be
thought as the freedom of the subject, of the subjected being, that is,
as a contradic-
tion in terms.
Descartes's
"subject" is thus still (more than ever) the subjectus. But
what is the
subjectus? It is the other name of the subditus, according to an
equivalence practiced
by all of medieval political theology and systematically exploited by the
theoreti-
cians of absolute monarchy: the individual submitted to the ditio, to
the sovereign
authority of a prince, an authority expressed in his orders and itself
legitimated by
the Word of another Sovereign (the Lord God). "It is God who has
established these
laws in nature, just as a king establishes laws in his kingdom," Descartes
will write
to Mersenne (letter of 15 April 1630).2 It is this very dependence
that constitutes
him. But Descartes's subject is not the subjectum that is widely
supposed�even
if, from the point of view of the object, the meaning has to be inverted�to be
permanently present from Aristotle's metaphysics up to modern subjectivity.
How is it then that they have
come to be corifused?3 Part ofthe answer obviously
lies in the effect, which continues to this very day, of Kantian philosophy and
its
specific necessity. Heidegger, both before and after the "turn/' is
clearly situated
in this dependence. We must return to the very letter of the Critique of
Pure Reason
if we are to discover the origin of the projection of a transcendental
category of the
"subject" upon the Cartesian text. This projection and the distortion
it brings with
it (simultaneously subtracting something from and adding something to the
cogito),
is in itself constitutive of the "invention" of the
transcendental subject, which is
inseparably a movement away from and an interpretation of Cartesianism. For the
subject to appear as the originarily synthetic unity of the conditions of
objectivity
(of "experience"), first, the cogito must be reformulated not
only as reflexivity, but
as the thesis of the "I think" that "accompanies all my
representations" (that is, as
the thesis of self-consciousness, which Heidegger will state as: cogito =
cogito me
cogitare); then this self-consciousness must be distinguished from both the
intuition
of an intelligible being and from the intuition of the "empirical
ego" in "internal
sense"; and finally the "paralogism of the substantiality" of
the soul must be
dissolved. In other words one and the same historico-philosophical operation
dis-
covers the subject in the substance of the Cartesian cogito, and
denounces the substance
in the subject (as transcendental illusion), thus installing
Descartes in the situation
of a "transition" (both ahead of and behind the time of
history, conceived of as the
history of the advent of the subject), upon which the philosophies of the
nineteenth
and twentieth centuries will not cease to comment.
Paraphrasing Kant himself, we
can say that these formulations of the Critique of
Pure Reason form the "unique text" from which transcendental
philosophies in
particular draw "all their wisdom," for they ceaselessly reiterate
the double rejection
of substantiality and of phenomenality that forms the paradoxical being of the
subject (being/nonbeing, in any case not a thing, not
"categorizable," not "objecti-
fiable").4 And this is valid not only for the
"epistemological" face of the subject,
but for its practical face as well: in the last instance the
transcendental subject that
effectuates the nonsubstantial unity of the conditions of experience is the
same as
the one that, prescribing its acts to itself in the mode of the categorical
imperative,
inscribes freedom in nature (it is tempting to say that it exscribes it:
Heidegger is
an excellent guide on this point), that is, the same as the one identified in a
teleological perspective with the humanity of man.
What is the purpose of this
gloss, which has been both lengthy and schematic?
It is that it is well worth the trouble, in my view, to take .seriously the
question
posed by Jean-Luc Nancy, or rather the form that Nancy was able to confer, by a
radical simplification, to an otherwise rather diffuse interrogation of what is
called
the philosophical conjuncture, but on the condition of taking it quite
literally�at
the risk of getting all tangled up in it. Not everyone is capable of producing
a truly
sophistic question, that i is, one able to confront philosophy, in
the medium of a
given language, with the aporia of its own "founding" reflection,
with the circularity
of its enunciation. It is thus with the necessity and impossibility of a
"decision" on
which the progress of its discourse depends. With this little phrase, "Who
comes
after the subject?" Nancy seems to have managed the trick, for the only
possible
"answer"�at the same level of generality and singularity�would
designate the
nonsubject, whatever it may be, as "what" succeeds the subject (and
thus puts an
end to it). The place to which it should come, however, is already
determined as
the place of a subject by the question "who," in other words as
the being (who is
the) subject and nothing else. And our "subject" (which is to say
unavoidably
ourselves, whoever we may be or believe ourselves to be, caught in the
constraints
of the statement) is left to ask indefinitely, "How could it be that this
(not) come
of me?" Let us rather examine what characterizes this form.
First of all, the question is
posed in the present tense: a present that doubtless
refers to what is "current," and behind which we could reconstitute a
whole series
of presuppositions about the "epoch" in which we find ourselves:
whether we
represent it as the triumph of subjectivity or as its dissolution, as an epoch
that is
still progressing or as one that is coming to an end (and thus in a sense has
already been left behind). Unless, precisely, these alternatives are among the
preformulations whose apparent obviousness would be suspended by Nancy's ques-
tion. But there is another way to interpret such a present tense: as an
indeterminate,
if not ahistorical present, with respect to which we would not (at least
not immedi-
ately) have to situate ourselves by means of a characterization of "our
epoch" and
its meaning, but which would only require us to ask what comes to pass
when it
comes after the subject, at whatever time this "event" may
take place or might have
taken place. This is the point of view I have chosen, for reasons that will
soon
become clear.
Second, the question posed is
"Who comes . . . ?" Here again, two understand
ings are possible. The first, which I sketched out a moment ago, is perhaps
more
natural to the contemporary philosopher. Beginning from a precomprehension of
the subject such as it is constituted by transcendental philosophy (das
Subjekt),
and such as i t has since been deconstructed or decentered by different
philosophies
"of s uspici on," different "structural" analyses, this
understan ding opens upon the
enigma into which the personality of the subject leads us: the fact that
it always
succeeds itself across differe nt philosophi cal figures or different modes of
(re)pre
scntation�which is perhaps only the mirror repetition of the way in which it
always
precedes itself (question: Who comes before the subject?). But why not
follow more
fully the indications given by the language? If a question of identity is
presupposed
by Nancy's question, it is not of the fonn "What is the
subject?" (or "What is the
thing that we call the subject?"), but of the form "Who is the
subject?," or even as
an absolute precon diti on: "Who is s ubj ect?" The qu estion is not
about the subjectum
but about the subjectus, he who is subjected. Not, or at least not
immediately, the
transcendental subj ect (with all its doubles: logical subject, grammatic al
subject,
substantial subject), which is by definition a neuter (before becoming
an it), but
the subject as an individual or a p crson submitted to the exercise of a power,
whose
model is, first of all, political, and whose concept is juridical. Not the subj
ect
inasmuch as it is opp osed to the predi cate or to the object, but the one
referred to
by Bossuet's thesis: "All men are born subjects and the paternal
authority that
accustoms them to obeying accustoms them at the same time to having only one
chief. "6
The French (or Anglo French)
language here presents an advantage over German
and even over Latin, one that is properly philosophic al: it retains in the
equivocal
unity of a single noun the subjectum and the subjectus, the
Subjekt and the Untertan.
It is perhaps for lack of having paid attention to what such a continuity
indicates
that Heidegger proposed a fictive interpretation of the history of metaphysics
in
which the anteriority of the question of the subjectusl Untertan is
"forgotten" and
covered over by a retrospective projection of the question of the Subjekt
as subjectum.
This presentation, which marks the culmination of a long enterprise of
interiorization
of the history of philosophy, is today sufficiently widely ac cepted, even by
philoso-
phers who would not want to be called " Heideggerians" (and who often
do not have
the knowledge Heidegger had), for it to be useful to situate exactly the moment
of
forcing.
But if this is what the
subject is from the first (both historic ally and logically),
then the answer to Nancy's question is very simple, but so full of consequences
that i t might be asked whether it does not underlie every other
interpretation, every
reope ning of the question of the su bjec t, including the subject as
transcendental
subject. Here is this answer: After the subject comes the citizen. The
citizen (defined
by his rights and duties) is that "nonsubject" who comes after the
subject, and
whose constitution and recognition put an end (in principle) to the subjection
of the
subject.
This answer does not have to
be (fictively) discovered, or proposed as an eschato-
logical wager (supposing that the subject is in decline, what can be said of
his
future successor?). It is already given and in all our memories. We can even
give
it a date: 1789, even if we know that this date and the place it indicates are
too
simple to enclose the entire process of the substitution of the citizen for the
subject.
The fact remains that 1789 marks the irreversibility of this process, the
effect of a
rupture.
We also know that this answer
carries with it, historically, its own justification:
if the citizen comes after the subject, it is in the quality of a
rehabilitation, even
a restoration (implied by the very idea of a revolution). The subject is not
the
original man, and, contrary to Bossuet's thesis, men are not "born"
"subjects" but
"free and equal in rights." The/actual answer, which we
already have at hand (and
about which it is tempting to ask why it must be periodically suspended, in the
game
of a question that inverts it) also contains the entire difficulty of an
interpretation that
makes of the "subject" a nonoriginary given, a beginning that is not
(and cannot
be) the origin. For the origin is not the subject, but man. But is this
interpretation
the only possible one? Is it indissociable from the fact itself? I would like
to
devote a few provisional reflections to the interest that these qu es tions
hold for
philosophy�including when philosophy is displaced from the subjectm to
the
subjectum.
These reflections do not
tend�as will quickly be apparent�to minimize the
change produced by Kant, but to ask precisely in what the necessity of this
change
resides, and if it is truly impossible to bypass or go beyond (and thus to
understand)
it�in other words, if a critique of the representation of the history of
philosophy
that we have inherited from Kant can only be made from the point of view of a
"subject" in the Kantian sense. The answer seems to me to reside at
least partially
in the analysis of this "coincidence": the moment at which Kant
produces (and
retrospectively projects) the transcendental "subject" is precisely
that moment at
which politics destroys the "subject" of the prince, in order to
replace him with the
republican citizen.
That this isn't really a
coincidence is already hinted at by the fact that the question
of the subject, around which the Copernican revolution pivots, is immediately
characterized as a question of right (as to knowledge and as to action).
In this
question of right the representation of "man," about whom we have
just noted that
he forms the teleological horizon of the subject, vacillates. What is to be
found
under this name is not de facto man, subjected to various internal and
external
powers, but de jure man (who could still be called the man of man or the
man in
man, and who is also the empirical non man), whose autonomy corresponds to the
position of a "universal legislator. " Which, to be brief, brings us
back to the answer
evoked above: after the subject (subjectus) comes the citizen. But is
this citizen
immediately what Kant will name "subject" (Subjekt)? Or
is not the latter rather the
reinscription of the citizen in a philosophical and, beyond that,
anthropological
space, which evokes the defunct suhject of the prince even while displacing it?
We
cannot respond directly to these questions, which are inevitably raised by the
letter
of the Kantian invention once the context of its moment is restored. We must
first
make a detour through history. Who is the subject of the prince? And who is the
citizen who comes after the subject?
It would be impossible to
enclose the "subjectus" in a single definition, for it is
a matter of a juridical figure whose evolution is spread out over seventeen
centuries,
from Roman jurisprudence to absolute monarchy. It has often been demonstrated
how, in the political history of Western Europe, the time of subjects
coincides with
that of absolutism. Absolutism in effect seems to give a complete and
coherent form
to a power that is founded only upon itself, and that is founded as being
without
limits (thus uncontrollable and irresistible by definition). Such a power truly
makes
men into subjects, and nothing but subjects, for the very being of the subject
is
obedience. From the point of view of the subject, power's claim to incarnate
both
the good and the true is entirely justified: the subject is he who has no need
of
knowing, much less understanding, why what is prescribed to him
is in the interest
of his own happiness. Nevertheless, this perspective is deceptive: rather than
a
coherent fonn, classical absolutism is a knot of contradictions, and this can
also
be seen at the level of theory, in its discourse. Absolutism never manages to
stabilize its definition of obedience and thus its definition of the subject. It
could
be asked, why this is necessarily the case, and what consequences result from
it
for the "surpassing" or "negation" of the subject in the
citizen (if we should ever
speak of sublation (releve) it is now: the citizen is a subject who
rises up (qui se
relive)!). In order to answer this question we must sketch a historical
genesis of the
subject and his contradiction.
The first question would be to
know how one moves from the adj ective to the
substantive, from individuals who are subjected to the power of another,
to the
representation of a people or of a community as a set of "subjects. "
The distinction
between independent and dependent persons is fundamental in Roman jurispru-
dence. A single text will suffice to recall it:
Sequitur de jure personarum
alia divisio. Nam quaedam personae sui juris sunt,
quaedam alieno juri sunt subjeclae. Sed rursus earum personarum quae alieno
juri
subjectae sunt, aliae inpotestate, aliae in manu, aliae in mancipio sunt. Videamus
nunc de iis quae alieno juri subjectae sint, si cognoverimus quae istae
personae
sunt, simul intellegemus quae sui juris sint. [We come to another
classification in
the law of persons. Some people are independent and some are subject to others.
Again, of those persons who are dependent, some are in power, some in marital
subordination and some in
bondage. Let us examine the dependent category. If
we find out who is dependent, we cannot help seeing who is independent.]7
Strangely, it is by way of the
definition (the dialectical division) of the forms of
subjection that the definition of free men, the masters, is obtained a
contrario. But
this definition does not make the subjects into a collectivity; it
establishes no "link"
among them. The notions of potestas, manus, and mancipium are not
sufficient to
do this. The subjects are not the heterogeneous set formed by slaves, plus
legitimate
children, plus wives, plus acquired or adopted relatives. What is required is
an
imperium. Subjects thus appeared with the empire (and in relation to the
person of
the emperor, to whom citizens and many noncitizens owe "service,"
officium). But
I would surmise that this necessary condition is not a sufficient one: Romans
still
had to be able to be submitted to the imperium in the same way (if they
ever were)
as conquered populations, "subjects of the Roman people" (a confusion
that points,
contradictorily, toward the horizon of the generalization of Roman citizenship
as a
personal status in the empire).8 And, above all, the imperium.
had to be theologically
founded as a Christian imperium, a power that comes from God and is
conserved
by Him.9 ,
In effect, the subject has two
major characteristics, both of which lead to aporias
(in particular in the form given them by absolute monarchy): he is a
subditus; he
is not a serous. These characteristics are reciprocal, but each has its
own dialectic.
The subject is a suhditus:
this means that he enters into a relation of obedience.
Obedience is not the same as compulsion; it is something more. It is
established
not only between a chief who has the power to compel and those who must submit
to this power, but between a sublimis, "chosen" to command,
and subditi, who turn
towards him to hear a law. The power to compel is distributed throughout a
hierarchy
of unequal powers (relations of majoritas minoritas). Obedience is the
principle,
identical to itself along the whole length of the hierarchical chain, and
attached in
the last instance to its transcendental origin, which makes those who obey into
the
members of a single body. Obedience institutes the command of higher over
lower,
but it fundamentally comes from below: as suhditi, the subjects will
their own
obedience. And if they will it, it is because it is inscribed in an economy of
creation
(their creation) and salvation (their salvation, that of each taken
individually and
of all taken collectively). Thus the loyal subject (jidele sujet) (he
who "voluntarily,"
"loyally," that is, actively and willingly obeys the law and executes
the orders of
a legitimate sovereign) is necessarily afaithful subject (sujetfidele). He
is a Christian,
who knows that all power comes from God. In obeying the law of the prince he
obeys God. 10 The fact that the order to which he
"responds" comes to him from
beyond the individual and the mouth which utters it is constitutive of
the subject.
This structure contains the
seeds of an infinite dialectic, which is in fact what
unifies the subject (in the same way as it unifies, in the person of the
sovereign,
the actand its sanctification, decision making and justice): because ofit
thesubject
does not have to ask (himself) any quest.ions, for the answers have always
already
been given. But it is also what divides the subject. This occurs, for
example, when
a " s p i ri tu al power" and a "te mporal power" vie for
preeminence (which su ppos es
that each also attempts to a p propriate the attributes of the other), or more
simply
when knowing which sovereign is legitimate or which practice of government is
"Christian" and thus in c onformi ty with its essence becomes a real
question (the
very idea of a "right of resistancc" being a contradiction in terms,
the choice is
between regieide and prayer for the conversion of the sovereign . . . ). Absolute
monarchy in p arti c ular d evel ops a contradiction that can be seen as the c
u l minati on
of t h e conflict between the te mporal power and the spiritual power. A
passage is
made from the divine ri ght of kings to the idea of their direct election: it
is as such
that royal power is made divine (and that the State transfers to itself the
various
sacraments). But not (at least not in the West) the individual person of
the king:
incarnation of a divine power, the king is not himself "God." The king
(the
soverei gn) is lex animata (nomos empsychos) (just as the law is
inanimatus princeps).
Thus the person (the "body") of th e king must itself be divided:
into divine person
and human person. And obedie,nce correlatively. ... 11
Such an obedience, in its
unity and its divisions, impli es the notion of the soul.
This is a notion that Antiquity did not know or in any case did not use in
the same
way i n order to think a political relati on (Greek does not have, to my
knowledge,
an equivalent for the subjectus subditus, not even the term hypekoos,
which desig
nates those who obey the word of a master, who will become
"disciples," and from
whom the theologians will draw the name of Christian obedience: hypakoe).
For
Antiquity obed ienc e can be a con tingent situation in which one finds oneself
in
relation to a command (arche), and thus a commander (archon). But to
receive a
command (archemenos) implies that one can oneself�at least
theoretically�give
a command (this is the Aristotelian definition of the citizen). Or it
can be a natural
dependence of the "familial" type. Doubtless differentiations (the
ignorance of
which i s what prop erly characterizes barbarism) ought to be made here: the
woman
(even for the Greeks, and a forteri ori for the Romans) is not a slave. Nevertheless
these differences can be subsumed under analogous oppositions: the part and the
whole, pass i vity and activity, the body and the soul (or intellect). This
last opposition
is particularly valid for the slave, who is to his master what a body, an
"organism"
(a set of n atu ral tools) is to intelligence. In such a perspective, the very
idea of a
"free obedience" is a contradiction in terms. That a slave can
also be free is a
relatively late (Stoic) idea, wh i c h must be understood as signifying that on
another
level (in a "cosmic" polity, a pol i ty of "minds") he
who is a sl ave here can also be
a master (master of himself, of his passions), can also be a
"citizen." Nothing
approaches the idea of a freedom res i di ng in obedience itself, resulting
from this
obedience. In order to conceive of this idea obedience must be transferred to
the
side of the soul, and the soul must cease to be thou ght of as natural: on the
contrary,
the soul must come to name a supernatural part of the individual that hears the
divinity of t h e order.
Thus the subditus-subjectus
has always been distinguished from the slave, just as
the sovereignty of the prince, the sublimus, has been distinguished from
"despotism"
(literally, the authority of a master of slaves). 12 But this
fundamental distinction
was elaborated in two ways. It was elaborated within a theological framework,
simply developing the idea that the subject is a believer, a Christian. Because,
in
the final instance, it is his soul that obeys, he could never be the
sovereign's "thing"
(which can be used and. abused); his obedience is inscribed in an order that
should,
in the end, bring him salvation, and that is counterbalanced by a
responsibility (a
duty) on the part of the prince. But this way of thinking the freedom of the
subject
is, in practice, extraordinarily ambivalent. It can be understood either as the
affirmation and the active contribution of his will to obedience Uust as the
Christian,
by his works, "cooperates in his salvation": the political necessity
of the theological
compromise on the question of predestination can be seen here), or as the
annihila
tion of the will (this is why the mystics who lean towards perfect obedience
apply their will to self-annihilation in the c ontemplation of God, the only
absolute
sovereign). Intellectual reasons as well as material interests (those of the
lords, of
the corporations, of the "bourgeois" towns) provide an incentive for
thinking the
freedom of the subject differently, paradoxically combining this concept with
that
of the "citizen," a concept taken from Antiquity and notably from
Aristotle, but
c arefully distinguished from man inasmuch as he is the image of the creator.
Thus the civis polites
comes back onto the scene, in order to mark the quasi
ontological difference between a "subject" and a serf/slave. But the
man designated
as a citizen is no longer the zoon politikon: he is no longer the
"sociable animal,"
meaning that he is sociable as animal (and not inasmuch as his soul is
immortal).
Thomas Aquinas distinguishes the (supernatural) christianitas of man from his
(natural) humanitas, the "believer" from the
"citizen." The latter is the holder of
a neutral freedom, a "franchise." This has nothing in common with
sovereignty,
but means that his submission to political authority is neither immediate nor
arbitrary. He is submitted as a member of an order or a body that is
recognized as
having certain rights and that confers a certain status, a field of initiative,
upon
him. What then becomes of the "subj ect"? In a sense he is more
really free (for his
subjection is the effect of a political order that integrates
"civility," the "polity,"
and that is thus inscribed in nature). But it becomes more and more difficult
to
think him as subditus: the very concept of his "obedience" is
menaced.
This tension becomes, once
again, a contradiction under absolute monarchy. We
have already seen how the latter brings the mysterious unity of the te mporal
and
spiritual sovereign to the point of rupture. The same goes for the freedom of
the
subject. Insofar as absolute monarchy concentrates power in the unity of the
"State" (the term appears at this moment, along with its
"reason"), it dissolves all
intermediate powers (at least ideally) and suppresses all subjections to the
profit of
one subjection. There is now only one prince, whose law is will, "father
of his
subjects," having absolute authority over them (as all other authority,
next to his,
is null). "I' am the State," Louis XIV will say. But absolute
monarchy is a State
power, precisely, that is, a power that is instituted and exercised by law
and
administration; it is a political power (imperium) that is not confused
with the
property (dominium)�except "eminent" domain�of what belongs to
individuals,
and over which they exercise their power. The subjects are, if not "legal
subjects
(sujets de droit)," at least subjects "with rights (en
droit)," members of a "republic"
(a Commonwealth, Hobbes will say). All the theoreticians of absolute monarchy
(with or without a "pact of subjection") will explain that the
subjects are citizens (or,
like Bodin in the Republic, that "every citizen is a subject, his
freedom being
somewhat diminished by the majesty of the one to whom he owes obedience: but
not every subject is a citizen, as we have said of the slave").13
They will not
prevent�with the help of circumstances�the condition ofthis "free
(franc) subject
dependent upon the sovereignty of another" from being perceived as
untenable.
La Boetie, reversing each term, will oppose them by defining the power of the
One
(read: the Monarch) as a "voluntary servitude" upon which at the same
time reason
of State no longer confers the meaning of a supernatural freedom. The
controversy
over the difference (or lack of one) between absolutism and despotism
accompanies
the whole history of absolute monarchy.15 The condition of the
subject will be
retrospectively identified with that of the slave, and subjection with
"slavery," from
the point of view of the new citizen and his revolution (this will also be an
essential
mechanism of his own idealization).
The Declaration of the
Rights of Man and of the Citizen of 1789 produces a truth
effect that marks a rupture. It is nevertheless an intrinsically equivocal
text, as is
indicated by the dualities of its title and of its first line: rights of man
and of the
citizen, are born and remain, free and equal. Each of these
dualities, and particu-
larly the first, which divides the origin, harbor the possibility of
antithetical read-
ings: Is the founding notion that of man, or of the citizen? Are
the rights declared
those of the citizen as man, or those of man as citizen? In the
interpretation sketched
out here, it is the second reading that must take precedence: the stated rights
are
those of the citizen, the objective is the constitution of citizenship�in a
radically
new sense. In fact neither the idea of humanity nor its equivalence with
freedom
are new. Nor, as we have seen, are they incompatible with a theory of originary
subjection: the Christian is essentially free and subject, the subject
of the prince
is "franc." What is new is the sovereignty of the citizen,
which entails a
completely different conception (and a completely different practical determina
tion) of freedom. But this sovereignty must be founded retroactively on a
certain
concept of man, or, better, in a new concept of man that contradicts what the
term previously connoted.
Why is this foundation
necessary? I do not believe it is, as is often said, because
of a symmetry with the way the sovereignty of the prince was founded in
the idea
of God, because the sovereignty of the people (or of the "nation")
would need a
humanfoundation in the same way that imperial or monarchical sovereignty
needed
a divine foundation, or, to put it another way, by virtue of a necessity
inherent in
the idea of sovereignty, which leads to putting Man in the place of God. 16
On the
contrary, it is because of the dissymmetry that is introduced into the idea of
sovereignty from the moment that it has devolved to the "citizens":
until then the
idea of sovereignty had always been inseparable from a hierarchy, from an emi
nence; from this point forward the paradox of a sovereign equality,
something
radically new, must be thought. What must be explained (at the same time as it
is
declared) is how the concept of sovereignty and equality can be
noncontradictory.
The reference to man, or the inscription of equality in human nature is
equality "of
birth," which is not at all evident and is even improbable, is the means
of explaining
this paradox. 17 This is what I will call a hyperbolic proposition.
It is also the sudden
appearance of a new problem. One paradox (the equality of
birth) explains another (sovereignty as equality). The political tradition of
anti quity,
to which the revolutionaries never cease to refer (Rome and Sparta rather than
Athens), thought civic equality to be founded on freedom and exercised in the
determinate conditions of this freedom (which is a hereditary or
quasi-hereditary
status). It is now a matter of thinking the inverse: a freedom founded on
equality,
engendered by the movement of equality. Thus an unlimited or, more precisely,
self-limited freedom: having no limits other than those it assigns to itself in
order
to respect the rule of equality, that is, to remain in conformity with its
principle.
In other terms, it is a matter of answering the question: Who is the
citizen? and not
the question: Who is a citizen? (or: Who are citizens?). The answer is: The
citizen
is a man in enjoyment of all his "natural" rights, completely
realizing his individual
humanity, a free man simply because he is equal to every other man. This answer
(or this new question in the form of an answer) will also be stated, after the
fact:
The citizen is the subject, the citizen is always a supposed subject
(legal subject,
psychological subject, transcendental subject).
I will call this new
development the citizen's becoming a subject (devenir sujet):
a development that is doubtless prepared by a whole labor of definition of
the
juridical, moral, and intellectual individual; that goes back to the
"nominalism" of
the late Middle Ages, is invested in institutional and "cultural"
practices, and
reflected by philosophy, but that can find its name and its structural position
only
after the emergence of the revolutionary citizen, for it rests upon the
reversal of
what was previously the subjectus. In the Declaration of Rights, and in
all the
discourses and practices that reiterate its effect, we must read both the
presentation
of the citizen and the marks of his becoming-a-subject. This is all the more
difficult
in that it is practically impossible for the citizen(s) to be presented without
being
determined as subject(s). But it was only by way of the citizen that
universality
could come to the subject. An eighteenth century dictionary had stated:
"In France,
other than the king, all are citizens. "18 The revolution will
say: If anyone is not a
citizen, then no one is a citizen. "All distinction ceases. All are
citizens, or must
be, and whoever is not must be excluded. ""
The idea of the rights of the
citizen, at the very moment of his emergence, thus
institutes an historical figure that is no longer the subjectus, and not
yet the
subjectum. But from the beginning, in the way it is formulated and put
into practice,
this figure exceeds its own institution. This is what I called, a moment ago,
the
statement of a hyperbolic proposition. Its developments can only consist of
conflicts,
whose stakes can be sketched out.
First of all, there exist
conflicts with respect to the founding idea of equality.
The absolutism of this idea emerges from the struggle against
"privilege," when it
appeared that the privileged person was not he who had more rights but
he who
had less: each privilege, for him, is substituted for a possible right,
even though
at the same time his privilege denies rights to the nonprivileged. ■ In
other words,
it appeared that the "play" (jeu) of right�to speak a
currently fashionable
language�is not a "zero-sum" game: this is what distinguishes it from
the play
of power, the "balance of power." Rousseau admirably developed this
difference,
on which the entire argumentation of the Social Contract is based: a
supplement
of rights for one is the annihilation of the rights of all; the effectivity of
right
has as its condition that each has exactly "as much," neither more
nor fewer
right(s) than the rest.
Two paths are open from this
point. Either equality is "symbolic," which means
that each individual, whatever his strengths, his power, and his property, is
reputed
to be equivalent to every individual in his capacity as citizen (and in the
public
acts in which citizenship is exercised). Or equality is "real," which
means that
citizenship will not exist unless the conditions of all individuals are
equal, or at
least equivalent: then, in fact, power's games will no longer be able to pose
an
obstacle to the play of right; the power proper to equality will not be
destroyed by
the effects of power. Whereas symbolic equality is all the better affirmed, its
ideality
all the better preserved and recognized as unconditional when conditions are
unequal, real equality supposes a classless society, and thus works to produce
it.
If a proof is wanted of the fact that the antinomy of "formal" and
"real" democracy
is thus inscribed from the very beginning in the text of 1789 it will suffice
to reread
Robespierre's discourse on the "marc d'argent" (April 1791).20
But this antinomy is
untenable, for it has the form of an all-or-nothing (it
reproduces within the field of citizenship the all-or-nothing of the
subject and the
citizen). Symbolic equality must be nothing real, but a universally applicable
form.
Real equality must be all or, if one prefers, every practice, every condition
must
be measured by it, for an exception destroys it. It can be asked�we will return
to
this point�whether the two mutually exclusive sides of this alternative are not
equally incompatible with the constitution of a "society." In other
terms, civic
equality is indissociable from universality but separates it from the
community. The
restitution of the latter requires either a supplement of symbolic form (to
think
universality as ideal Humanity, the reign of practical ends) or a supplement of
substantial egalitarianism (communism, Babeufs "order of equality"). But
this
supplement, whatever it may be, already belongs to the citizen's becoming a
subject.
Second, t h e re exi st co
nflicts w i th respect to the citizen's activity. What radically
d istinguishe s h i m from the subject of the Prince is his participation in
the formation
and applicati on of the decision: the fact that he is legislator and
magistrate. H ere,
too, Rousseau, with his concept of the "general will," irreversibly
states what
constitutes the rupture. The comparison with the way in which medieval politics
had defined the "citi zenship" of the subj ect, as the right of all
to be well governed,
is instructive.21 From this point forward the idea ofa "
passive citizen" is a contrad ic-
tion in term s. Nevertheless, as is well known, this idea w as i mm e diately
formulated.
B u t let us look at the detai ls.
Does the activity of the
citizen exclude the idea of representation? This position
has been argued: whence the long series of discourses i de ntifyi n g active
citizenship
and "direct democracy," with or w ithout reference to antiquity .22
In reality this
identification rests on a confusion.
Initiall y, repres entation is
a re presentation before the Prince, before Power, and,
in general, before the instance of decision making whatever it may be (in
carnated
in a living or anonymous person, itself represented by officers of the State). This
is
the function of the Old Regime's "deputies of the Estates," who
present grievance s,
suppl i cations, and re monstrances (i n many respects this function of re
presenti ng
those who are administered to the ad mi nistration has in fact again become the
func tion of the num erous elected assemblies of the c on temporary State).
The representation of the
.sovereign in its deputies, inasmuch as the sovereign is
the people, is something entirely different. Not only is it active, it is the
act of
sovereign ty par excellence: the choice of those who govern, the
corollary of which
is monitoring them. To elect representatives is to act and to make possible all
political action, which draws its legitimacy from this election. Election has
an
"alchemy," whose other aspects we will see further on: as the primord
ial civic
action, it singularizes each citizen, responsible for his vote (his
choice), at the same
time as it unifies the "moral" body of the citizens. 23
We will have to ask again, and
in greater depth, to what extent this determination engages the dialectic of
the
citizen's becoming-a subject: Which citizens are "representable," and
under which
conditions? Above all: Who should the citizens be in order to be able to
represent
themselves and to be represe nted? (for exampl e: Does it m atter that th ey be
able
to read and write? Is this condition sufficient? etc.). In any case we have
here,
again, a very d ifferent concept from the o ne antiqui ty held of citize nship,
wh ich,
while it too implied an idea of activity, did not imply one of sovereign
will. Thus
the Greeks pri vi leged the drawing of lots in the designati o n of magistrates
as the only
tjuly democratic method, whereas election appeared to them to be "ari
stocratic" by
definition (Aristotle).
It is nonetheless true that
the notion of a representative activity is problematic.
This can be clearly seen in the debate over the question of the bi nding
mandate:
Is it necessary, in order for the activity of the citizens to manifest itself,
that their
deputies be permanently bound by their will (supposing it can be known), or is
it
sufficient that they be liable to recall, leaving them th e responsibility to
interpret
the general will by their own activity? The dilemma could also be
expressed by
saying that citizenship implies a power to delegate its powers, but excludes
the
existence of "politicians," of "professionals," a fortiori
of "technicians" of politics.
In truth this dilemma was already present in the astoni shing Hobbesian
construction
of representation, as the doubling of an author and an actor,
which remains the
basis of the modem State.
But the most profound antinomy
of the citizen's activity concerns the law. Here
again Rousseau circumscribes the problem by posing his famous definition:
"As
for the associates, collectively they take the name people, and
individually they are
called Citizens as participating in the sovereign authority and
Subjects as submitted
to the laws of the State. "24 The consequences of this follow
immediately:
It can be seen by this
formulation . . . that each individual, contracting, so to
speak, with himself, finds himself engaged in a double relationship . . . .
Consequently it is against the nature of the political body for the Sovereign
to
impose upon itself a law that it cannot break . � . by which it can be seen
that
there is not nor can there be any sort of fundamental law which obliges the
body
of the people, not even the social contract .... Now the Sovereign, being
formed
only of the individuals who compose it, does not and cannot have an interest
opposed to theirs; consequently the Sovereign power has no need of a guarantee
toward the subjects, for it is impossible that the body wish to harm all its
members
.... But this is not the case for the subjects toward the sovereign, where
despite
the common interest, nothing would answer for their engagements if means to
insure their fi d eli ty were not found. In fact each individual can, as man,
have a
particular will contrary or dissimilar to the general will that he has as
citizen
.... He would enjoy the rights of a citizen without being willing to fulfill
the
duties of a subject; an injustice whose progress would cause the ruin of the
political body. In order for the social pact not to become a vain formula, it
tacitly
includes the engagement . . . that whoever refuses to obey the general will
will
be compelled to do so by any means available: which signifies nothing else than
that he will be forced to be free.25
It was necessary to cite this
whole passage i n order that no one be mistaken: in
these implac able formulas we see the final appearance of the
"subject" in the old
sense, that of obedience, but metamorphosed into a subject of the law,
the strict
correlative of the citizen who makes the law.26 We also see
the appearance, under
the n ame of "man," s plit between his general interest and his
particular interest,
of he who wi ll be the new "subject," the Citizen Subject.
It is indeed a question of an
antinomy. Precisely in his capacity as "citizen,"
the citizen is (indivisibly) above any law, otherwise he could not
legislate, much
less constitute: "There is not, nor can there be, any sort of fundamental
law that
obliges the body of the people, not even the social contract." In his
capacity as
"subject" (that is, inasmuch as the laws he formulates are
imperative, to be executed
universally and unconditionally, inasmuch as the pact is not a "vain
fo^ula") he
is necessarily under the law. Rousseau (and the Jacobin tradition)
resolve this
antinomy by identifying, in terms of their close "relationship" (that
is in terms of
a particular point of view), the two propostions: Just as one citizen has
neither more
nor less right(s) than another, so he is neither only above, nor only under the
law,
but at exactly the same level as it. Nevertheless he is not
the law (the nomos
empsychos). This is not the consequence of a transcendence on the part of
the law
(of the fact that it would come from Elsewhere, from an Other mouth speaking
atop
some Mount Sinai), but a consequence of its immanence. Or yet another way:
there
must be an exact correspondence between the absolute activity of the citizen
(legislation) and his absolute passivity (obedience to the law, with which one
does
not "bargain," which one does not "trick"). But it is
essential that this activity and
this passivity be exactly correlative, that they have exactly the same
limits. The
possibility of a metaphysics of the subject already resides in the enigma of
this
unity ofopposites (in Kant, for example, this metaphysics of the subject will
proceed
from the double determination of the concept of right as freedom and as
compulsion).
But the necessity of an anthropology of the subject (psychological,
sociological,
juridical, economic, . . . ) will be manifest from the moment that, in however
small
a degree, the exact correlation becomes upset in practice: when a distinction
between active citizens and passive citizens emerges (a
distinction with which we are
still living), and with it a problem of the criteria of their distinction and
of the
justification of this paradox. Now this distinction is practically contemporary
with
the Declaration of Rights itself; it is in any case inscribed in the first of
the
Constitutions "based" on the Declaration of Rights. Or, quite
simply, when it
becomes apparent that to govern is not the same as to legislate nor even
to execute
the laws, i. e., that political sovereignty is not the mastery of the art of
politics.
Finally, there exist conflicts
with respect to the individual and the collective.
We noted above that the institution of a society or a community on the basis of
principles of equality is problematic. This is not�or at least not uniquely�due
to
the fact that this principle would be identical to that of the competition
between
individuals ("egotism," or a freedom limited only by the antagonism
of interests).
It is even less due to the fact that equality would be another name for
similarity,
that it would imply that individuals are indiscernible from one another and
thus
incompatible with one another, preyed on by mimetic rivalry. On the contrary,
equality, precisely inasmuch as it is not the identification of individuals, is
one of
the great cultural means of legitimating differences and controlling the
imaginary
ambivalence of the "double." The difficulty is rather due to equality
itself: in this
pri n c iple (in the proposition that men, as citizens, are equal), even though
there is
necessarily reference to the fact of society (under the name of
"polity"), there is
conceptually too much (or not enough) to "bind" a society. It can be
seen c learly
here how the difficulty ari ses from the fact that, in the modern concept of
citi zenship,
freedom is founded in equality and not vice versa (the "solution" of
the d iffi culty
will in part consist precisely of reversing this primacy, to make freedom into
a
foundation, even, metaphysically, to identify the origi nary with freedom).
Equality in fact cannot be
limited. Once some x's ("men") are not equal, the
predicate of equality can no longer be applied to anyone, for all those to whom
it
is supposed to be applicable are in fact "superior,"
"dominant," "privileged," etc.
Enjoyment of the equality of rights cannot spread step by step, beginning with
two individuals and gradually extending to all: it must immediately concern the
u niversali ty of individuals, let us say, tautologically, the universality of
x's that it
concerns. This explains the insistence of the cosmopolitan theme in egalitarian
po l itic al thought, or the rec i procal implication of these two themes. It
also explains
the an tinomy of equality and society for, even when it is not defined in
"cultural,"
"national," or "historical" terms, a society is
necessarily a society, defined by some
particularity, by some exclusion, if only by a name. In order to speak
of "all
citizens," it is necessary that somebody not be a citizen of said polity.
Likewise, equality, even
though it preserves differences (it does not imply that
Catholics are Protestants, that Blacks are Whites, that women are men, or vice
versa: it could even be held that without differences equality would be
literally
unthinkable), cannot itself be differentiated: differences are close by
it but do not
come from its application. We have already glimpsed th is problem with respect
to
activity and passivity. It takes on its full extension once it is a question of
organizing
a society, that is of instituting functions and roles in it. Something like
a "bad
infinity" is implied here by the negation of the inequalities which are
always
still present in the principle of equality, and which form, precisely, its
practical
effectiveness. This is, moreover, exactly what Hegel will say.
The affirmation of this
principle can be seen in 1789 in the statement that the
king himself is only a citizen ("C i tizen Capet"), a deputy of the
sovereign people.
Its development can be seen in the affirmation that the exercise of a magi s t
ratu re
excludes one from citizenship: "The soldier is a citizen; the
officer is not and cannot
he one. "27 "Ordinarily, people say: the citizen is
someone who participates in
honors and dignities; they are mistaken. Here he is, the citizen: he is someone
who
possesses no more goods than the law allows, who exercises no magistrature and
is
independent of the responsibility of those who govern. Whoe ver is a magis
trate is
no longer part of the people. No individual power can enter into the people . .
. .
When speaking to a functionary, one should not say citizen; this title
is above
him. "2B On the contrary, it may be thought that the existence
of a society always
presupposes an organization, and that the latter in turn always presupposes an
ele m ent of qualification or differentiation from equality and thus of
"nonequality"
de v eloped on the basis of equality itself (which is not on that
account a principle of
inequality).29 If we call this element "archy," we will
understand that one of the
logics of citizenship leads to the idea of anarchy. It was Sade who wrote,
"Insurrec
tion should be the permanent state of the republic," and the comparison with
Saint
Just has been made by Maurice Blanchot.30
It will be said that the
solution to this aporia is the idea of a contract. The
contractual bond is in fact the only one that thinks itself as absolutely
homogeneous
with the reciprocal action of equal individuals,31 presupposing only
this equality.
No other presuppositions? All the theoreticians are in agreement that some
desire
for sociability, some interest in bringing together the forces and in limiting
freedoms
by one another, or some moral ideal, indispensable "motor forces,"
would also be
required. It wi11 in fact be agreed that the proper form of the contract
is that of a
contract of association, and that the contract of subjection is an
ideological artifact
destined to divert the benefits of the contractual form to the profit of an
established
power. But it remains a question whether the social contract can be thought as
a
mechanism that "socializes" equals purely by virtue of their
equality. I think that
the opposite is the case, that the social contract adds to equality a
determination
that compensates for its "excess" of universality. To this end
equality itself must
be thought as something other than a naked principle; it must be justified, or
one
must confer on it that which Derrida not long ago called an originary
supplement.
This is why all the theories
of the contract include a "deduction" of equality as
an indispensable preliminary, showing how it is produced or how it is destroyed
and restored in a dialectic either of natural sociability and unsociability or
of the
animality and humanity in man (the extreme form being that of Hobbes: equality
is produced by the threat of death, in which freedom is promptly annihilated). The
Declaration of 1789 gives this supplement its most economical form, that of a
de
jure fact: "Men are born and remain ... . " Then�as Michel
Foucault saw
beginning from other premises�the time of competing theories of human nature
comes to an end. The time of man-the subject (empirical and transcendental) can
begin.
I think that, under these
conditions, the indetermination of the figure of the
citizen�referred to equality�can be understood with respect to the major
alterna-
tives of modem political and sociological thought: individual and collectivity,
public
sphere and private sphere. The citizen properly speaking is neither the
individual
nor the collective, just as he is neither an exclusively public
being nor a private
being. Nevertheless, these distinctions are present in the concept of the
citizen. It
would not be correct to say that they are ignored or denied: it should rather
be said
that they are suspended, that is, irreducible to fixed institutional boundaries
which
would pose the citizen on one side and a noncitizen on the other.
The citizen is unthinkable as
an "isolated" individual, for it is his active participa-
tion in politics that makes him exist. But he cannot on that account be merged
into
a "total" collectivity. Whatever may be said about it, Rousseau's
reference to a
"moral and collective body composed of as many members as there are votes
in the
assembly,"32 produced by the act of association that
"makes a people a people,"33
is not the revival but the antithesis of the organicist idea of
the corpus mysticum (the
theologians have never been fooled on this point).34 The
"double relationship"
under which the individuals contract also has the effect of forbidding the
fusion of
individuals in a whole, whether immediately or by the mediation of some
"corpora-
tion." Likewise, the citizen can only be thought if there exists, at least
tendentially,
a distinction between public and private: he is defined as a public actor (and
even
as the only possible public actor). Nevertheless he cannot be confined
to the public
sphere, with a private sphere�whether the latter is like the oikos of
antiquity, the
modern family (the one that will emerge from the civil code and that which we
now habitually call "the invention of private life"), or a sphere of
industrial and
commercial relations that are nonpolitical35�being held in
reserve. If only for the
reason that, in such a sphere, to become other than himself the citizen would
have to enter into relationships with noncitizens (or with individuals
considered as
noncitizens: women, children, servants, employees). The citizen's
"madness," as
is known, is not the abolition of private life but its transparency, just as it
is not
the abolition of politics but its moralization.
To express this suspension of
the citizen we are obliged to search in history and
literature for categories that are unstable or express instability. The
'concept of
mass, at a certain moment of its elaboration, would be an example, as when
Spinoza
speaks of both the dissolution of the (monarchical) State and its (democratic)
constitution as a "return to the mass. 1,36 This concept is not
unrelated, it would
seem, to that which in the Terror will durably inspire the thinkers of
liberalism
with terror.
I have presented the
Declaration of Rights as a hyperbolic proposition. It is now
possible to reformulate this idea: in effect, in this proposition, the
wording of
the statement always exceeds the act of its enunciation [U6nonc6 excede
toujours
I'enonciation], the import of the statement already goes beyond it (without
our
knowing where), as was immediately seen in the effect of inciting the
liberation
that it produced. In the statement of the Declaration, even though this is not
at all
the content of the enunciation of the subsequent rights, we can already hear
the
motto that, in another place and time, will become a call to action: "It
is right to
revolt." Let us note once more that it is equality that is at the origin
of the movement
of liberation.
All soils of historical
modalities are engaged here. Thus the Declaration of 1789
posits that property�immediately after freedom�is a "natural and
imprescriptible
right of man" (without, however, going so far as to take up the idea that
property
is a condition of freedom). And as early as 1791 the battle is engaged between
those who conclude that property qualifies the constitutive equality of
citizenship
(in other words that "active citizens" are proprietors), and those
who posit that the
universality of citizenship must take precedence over the right of property,
even
should this result in a negation of the unconditional character of the latter. As
Engels noted, the demand for the abolition of class differences is expressed in
terms of civic equality, which does not signify that the latter is only a
period
costume, but on the contrary that it is an effective condition of the struggle
against
exploitation.
Likewise, the Constitutions
that are "based" on the principles of 1789 immedi-
ately qualify�explicitly and implicitly�the citizen as a man (= a male),
if not as
a head of the household (this will come with the Napoleonic Code). Nevertheless
as early as 1791 an Olympe de Gouges can be found drawing from these same
principles the Declaration of the Rights of Woman and the Citizenness
(and, the
following year, with Mary Wollstonecraft's Vindication of the Rights of
Woman),
and the battle�one with a great future, though not much pleasure�over the
question of whether the citizen has a sex (thus what the sex of man as citizen
is)
is engaged.
Finally, the Declaration of
1789 does not speak of the color of citizens, and�
even if one refuses to consider37 this silence to be a necessary
condition for the
representation of the political relations of the Old Regime (subjection to the
Prince
and to the seigneurs) as "slavery," even as true slavery (that
of the Blacks) is
preserved�it must be admitted that it corresponds to powerful interests among
those who collectively declare themselves "sovereign." It is
nonetheless the case
that the insurrection for the immediate abolition of slavery (Toussaint
L'Ouverture)
takes place in the name of an equality of rights that, as stated, is
indiscernible
from that of the "sans culottes" and other "patriots,"
though the slaves, it is true,
did not wait for the fall of the Bastille to revolt. 38
Thus that which appeared to us
as the indete^ination of the citizen (in certain
respects comparable to the fugitive moment that was glimpsed by Aristotle under
the name of arche aoristos, but that now would be developed as a
complete historical
figure) also manifests itself as the opening of a possibility: the
possibility for any
given realization of the citizen to be placed in question and destroyed
by a struggle
for equality and thus for civil rights. But this possibility is not in the
least a promise,
much less an inevitability. Its concretization and explicitation depend
entirely on
an encounter between a statement and situations or movements that, from the
point
of view of the concept, are contingent.39 If the citizen's
becoming-a-subject takes the
form ofa dialectic, it is precisely because both the necessity
of"founding" institutional
definitions of the citizen and the impossibility of ignoring their
contestation�the
infinite contradiction within which they are caught�are crystallized in it.
There exists another way to
account for the passage from the citizen to the subject
(subjectum), coming after the passage from citizen to the subject
(subjectus) to the
citizen, or rather immediately overdetermining it. The citizen as defined by
equality,
absolutely active and absolutely passive (or, if one prefers, capable of
auto-affecta
tion:that which Fichte will call das [ch), suspended between
individuality and
collectivity, between public and private: Is he the constitutive element of a
State?
Without doubt the answer is yes, but precisely insofar as the State is not,
or not
yet, a society. He is, as Pierre-Frangois Moreau has convincingly argued, a
utopic
figure, which is not to say an unreal or millenarist figure projected into
the future,
but the elementary term of an "abstract State. "40 Historically, this
abstract State
possesses an entirely tangible reality: that of the progressive deployment of a
political and administrative right in which individuals are treated by the
state
equally, according to the logic of situations and actions and not
according to their
condition or personality. It is this juridico-administrative "epoche"
of "cultural" or
"historical" differences, seeking to create its own conditions of
possibility, that
paradoxically becomes explicit to itself in the minutely detailed
egalitarianism of
the ideal cities of the classical Utopia, with their themes of enclosure,
foreignness,
and rational administration, with their negation of property. When it becomes
clear
that the condition of conditions for individuals to be treated equally by
the State
(which is the logic of its proper functioning: the suppression of the
exception) is
that they also be equally entitled to sovereignty (that is, it cannot be
done for less,
while conserving subjection), then the "legal subject" implicit
in the machinery of
the "individualist" State will be made concrete in the excessive
person of the
citizen.
But this also means�taking
into account alljhat precedes�that the citizen can
be simultaneously considered as the constitutive element of the State and as
the
actor of a revolution. Not only the actor of a founding revolution, a tabula
rasrasa
whence a State emerges, but the actor of a permanent revolution:
precisely the
revolution in which the principle of equality, once it has been made the basis
or
pretext ofthe institution ofan inequality or a political "excess of
power," contradicts
every difference. Excess against excess, then. The actor of such a revolution
is no
less "utopic" than the member of the abstract State, the State of the
rule of law. It
would be quite instructive to conduct the same structural analysis of
revolutionary
utopias that Moreau made of administrative utopias. It would doubtless show not
only that the themes are the same, but also that the fundamental prerequisites
of
the individual defined by his juridical activity is identical with that
of the individual
defined by his revolutionary activity: he is the man "without
property" (der Eigen
tumslos), "without particularities" (ohne Eigenschaften). Rather
than speaking of
administrative utopias and revolutionary utopias we should really speak of
antitheti-
cal readings of the same utopia narratives and of the reversibility ofthese
narratives.
In the conclusion of his book,
Moreau describes Kant's Metaphysics of Morals
and his Anthropology from a Pragmatic Point of View as the two sides
of a single
construction of the legal subject: on one side, the formal deduction of his
egalitarian
essence; on the other, the historical description of all the
"natural" characteristics
(all the individual or collective "properties") that form either the
condition or the
obstacle to individuals identifying themselves in practice as being subjects
of this
type (for example, sensibility, imagination, taste, good mental health, ethnic
"char-
acter," moral virtue, or that natural superiority that predisposes men to
civil
independence and active citizenship and women to dependence and political
passiv-
ity). Such a duality corresponds fairly well to what Foucault, in The Order
of Things,
called the "empirico-transcendental doublet." Nevertheless, to
understand that this
subject (which the citizen will be supposed to be) contains the
paradoxical unity of
a universal sovereignty and a radical finitude, we must envisage his
constitution�
in all the historical complexity of the practices and symbolic forms which it
brings
together�from both the point of view of the State apparatus and that of the
permanent revolution. This ambivalence is his strength, his historical
ascendancy.
All ofFoucault's work, or at least that part ofit which, by successive
approximations,
obstinately tries to describe the heterogeneous aspects of the great
"transition"
between the world of subjection and the world of right and discipline,
"civil society,"
and State apparatuses, is a materialist phenomenology of the transmutation of
subjection, of the birth of the Citizen Subject. As to whether this figure,
like a face
of sand at the edge of the sea, is about to be effaced with the next great sea
change,
that is another question. Perhaps it is nothing more than Foucault's own
utopia, a
necessary support for the enterprise of stating that utopia's facticity.
Notes
1. Letter by Descartes to
Elizabeth, 3 November 1645, Oeuvres de Descartes, ed. Charles
Adam and
Paul Tannery (Paris: J. Vrin, 1969), vol. 4, p. 333. Cited by Jean-Luc
Marion, Sur la thdologie
blanche de Descartes (Paris: Presses Universitaires de France, 1981), p.
411.
2. Oeuvres de
Descartes, 1:145.
3. I am aware that
it is a matter of opposing them: but in order to oppose them directly,
as the recto
and verso, the permanence of a single question (of a single
"opening") must be supposed, beyond
the question of the subjectus, which falls into the ashcan of the
"history of being."
4. Applying it to Kant
himself if need be: for the fate of this problematic�by the very fact that the
transcendental subject is a limit, even the limit as such, declared to be
constitutive is to observe
that there always remains some substance or some phenomenality in it that must
be reduced.
5. As Nancy himself
suggests in the considerations of his letter of invitation.
6. Jacques-Benigne
Bossuet, Politique tide de des propres paroles de l'Ecriture sainte, ed.
Jacques Le
Brun (Geneva: Droz, 1967), p. 53. Bossuet states: "All men are born
subjects." Descartes says:
There are innate ideas, which God has always already planted in my soul, as
seeds of truth, whose
nature (that of being eternal truths) is contemporaneous with my
nature (for God creates or conserves
them at every moment just as he creates or conserves me), and which at bottom
are entirely
enveloped in the infinity that envelops all my true ideas, beginning with the
first: my thinking
existence.
7. The Institutes of
Gaius, trans. W. M. Gordon & O. F. Robinson (London: Gerald
Duckworth & Co.,
Ltd., 1988), �48 50, p. 45.
8. Cf. Christian Bruschi, "Le droit
de cite dans l'Antiquite: un questionnement pour la citoyennete
aujourd'hui," pp. 125 53 in La citoyennete et les changements
de structures sociales et nationales
de lapopulationfraru;aise, ed. Catherine Wihtol de Wenden (n.
p.: EdiligiFondation Diderot, 1988).
9. Emmanuel Terray
suggests to me that this is one of the reasons for Constantine's rallying to
Pauline
Christianity ("All power comes from God": cf. Epistle to the
Romans).
10. On all these
points, see, for example, Walter Ullman, The Individual and Society in the
Middle
Ages (Baltimore: The Johns Hopkins University Press, 1966), and A
History cf Political Thought:
The Middle Ages (Harmondsworth: Penguin, 1965).
11. On all this, see
Ernst Kantorowicz, Frederick the Second, 1194 1250, trans. E. O.
Lorimer (New
York: Ungar, 1957); The King's Two Bodies
(Princeton: Princeton University Press, 1960); Selected
Studies (New York: J. J. Augustin, 1965).
12. How does one get from
the Roman serous to the medieval serf! Doubtless by a change in
the "mode
of production" (even though it is doubtless that, from the strict point of
view of production, each
of these terms corresponds to a single mode). But this change
presupposes or implies that the "serf"'
also has an immortal soul included in the economy of salvation; this is why he
is attached to the
land rather than to the master.
13. Jean Bodin, Les
six livres de la ftepubliqte, vol. 1, pt. 6 (Paris: Fayard, 1986),
vol. 1, p. 114.
14. Ibid., 1:112.
15. Cf. Alain
Grosrichard, Structure du s£raiL: La fiction du
despotisme asiatique dans VOccident
c/asnque (Paris: Editions du seuil, 1979).
16. Cf. the frequently
developed thcme, notably following Proudhon: Rousseau and the French revolu-
tionaries substituted the people for the kingofdivine right" without
touching the idea ofsovereignty,
or "archy."
17. In the Cahiers
de dolt!ance of 1789, one sees the peasants legitimize, by the fact that
they are men,
the claim to equality that they raise: to becoTM citizens (notably
by the suppression of fiscal privileges
and seigneurial rights). Cf. Regine Robin, La sociitifraru;aise en
1789: Semur-en-Auxois (Paris:
Pion, 1970).
18. Pierre Richelet, Dictionnaire
de La Langue /raru;aise, ancienne et ^derne (Lyon, 1728), s. v.
"citoyen." Cited by Pierre R6tat, "Citoyen-Sujet, Civisme,"
in Handbuchpolitisch-sozialer Grundbe-
griffe in Frankreich, 1680 1820, ed. Rolf Reichardt and Eberhard
Schmitt, vol. 9 (Munich:
Oldenbourg, 1988), p. 79.
19. (Anon.), La
libertf du peuple (Paris: 1789). Cited by Retat, "Citoyen-Sujet,
Civisme," p. 91.
20. Robespierre,
Textes choisi.*, ed. Jcan Poperen (Paris: Editions sociales, 1974), vol.
1, pp. 65 75.
21. Cf. Rene Fedou,
L'Etat au Moyen Age (Paris: Presses Universitaires de France, 1971), pp.
162
63.
22. Cf. the discussion of
apathy evoked by Moses I. Finley, Democracy, Ancient and
Modern, rev. ed.
(New Brunswick: Rutgers University Press, 1985).
23. Cf. Saint-Just,
"Discours sur la Constitution de la France" (24 April 1793): ''The
general will is
indivisible . . . . Representation and the law thus have a common
principle." Discours et rapports,
ed. Albert Soboul (Paris: Editions sociales, 1977), p. 107.
24. Jean-Jacques Rousseau, Du contmt
.tocioi, 1, 6, in Oeuvres completes, ed. Bernard Gagnebin and
Marcel Raymond (Paris: Gallimard, Biblioth£que de la Pleiade, 1964), vol.
3, p. 362.
25. Ibid., I, 7, in
Oeuvres completes, 3:362-64.
26. During the
revolution, a militant grammarian will write: "France is no longer a
kingdom, because
it is no longer a country in which the king is everything and the people
nothing .... What then
is France? A new word is needed to express a new thing . . . .
We call a country sovereignly ruled
by a king a kingdom (royaume); I will call a country in
which the law alone commands a lawdom
(loyaume)." Urbain Domergue, Journal de la langue
fraru;aise, 1 August 1791. Cited by Sonia
Branca-Rosoff, "Le loyaume des mots," in Lexique 3
(1985): 47.
27. Louis-Sebastien
Mercier and Jean-Louis Carra, Annales patriotiques, 18 January 1791. Cited
by
Retat, "Citoyen-Sujet, Civisme," p. 97.
28. Louis-Antoine de
Saint-Just, Fragments d'institutions rtpublicaines, in Oeuvres
completes, ed.
Michele Duval (Paris: Editions Gerard Lebovici, 1984), p. 978. C i ted by
Retat, "Citoyen-Sujet,
Civisme," p. 97.
29. The
Declaration of Rights of 1789, First Article, immediately following "Men
are born and remain
free and equal in rights," continues: "Social distinctions can only be founded on
common utility."
Distinctions are social, and whoever says "society,"
"social bond," says "distinctions" (and not
"inequalities," which would contradict the principle). This is
why freedom and equality must be
predicated of man, and not of the citizen.
30. Maurice Blanchot,
"L'insurrection, la folic d'ecrire," L'entretien infini
(paris: Gallimard, 1969),
pp.
323 42.
31. Instead of reciprocal
action, today one would say "communication" or "communicative
action."
32. Du contrat social,
I, 6, Oeuvres completes, 3:361.
33. Ibid., I, 5,
Oeuvres completes, 3:359.
34. I am entirely in
agreement on this point with Robert Derath,,'s commentary (against Vaughan) on
the adjective "moral" in his notes to the Pleiade edition of Rousseau
(Oeuvres completes, vol. 3, p.
1446).
35. Cf. Karl Marx,
Capital, trans. Ben Fowkes (New York: Vintage Books, 1977),
vol. 1, p. 292: "The
product [of the worker's labor in his workshop] belongs to [the capitalist]
just as much as the wine
that is the product of the process of fermentation taking place in his
cellar."
36. Cf. Etienne Balibar,
"Spinoza, l'anti-Orwell la crainte des masses," Le. temps
modernes 470
(September 1985): 353 94.
37. As Louis Sala-Molins
does in Le. Code Noir ou le calvaire de Canaan (Paris: Presses
Univcreitaires
de France, 1987).
38. Cf. Yves Benot, La
revolution frant;aise et la jin des colonies (Paris: La
d£couverte, 1988).
39. Let us note that this
thesis is not Kantian: the accent is placed on the citizen and not
on the ends
of man; the object of the struggle is not anticipated but discovered in the
wake of political action;
and each given figure is not an approximation of the regulatory ideal of the
citizen but an obstacle
to effective equality. Nor is this thesis Hegelian: nothing obliges a new
realization of the citizen to
be superior to the preceding one.
40. Pierre-Fiancgois
Moreau, Le rtcit utopique: Droit naturel et romande lEtat (Paris: Presses
Universi-
taires de France, 1982).